Montrusco Bolton Investments Inc. - Investment Management Services

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Ethics and Compliance

Montrusco Bolton Investments aims at providing the highest quality portfolio management services to its clients. In order to do so, employees of Montrusco Bolton agree to abide by a comprehensive code of ethics.

To consult our Code of Ethics, click here.

To consult the Protecting of your Privacy document, click here.

To consult the Montrusco Bolton Investments Proxy Voting Policy and Guideline, click here.

To consult the Overview of Safeguards document, click here.

Registration (provincial securities regulators)

Montrusco Bolton Investments is registered with eight of the thirteen provincial securities regulators as Advisor - Portfolio Manager.

Should you require further information you can consult the online public registries of the following provincial regulators:

•	Autorité des marchés financiers	www.lautorite.qc.ca
•	Ontario Securities Commission	www.osc.gov.on.ca
•	Alberta Securities Commission	www.albertasecurities.com
•	British Columbia Securities Commission	www.bcsc.bc.ca
•	Manitoba Securities Commission	www.msc.gov.mb.ca
•	Saskatchewan Financial Services Commission	www.sfsc.gov.sk.ca
•	New Brunswick Securities Commission	www.nbsc-cvmnb.ca
•	Nova Scotia Securities Commission	www.gov.ns.ca/nssc

Duly registered members of our portfolio management team:

– Sylvain Boulé	– Kathleen Byrns
– Ismaël Chiadmi	– Yves Filion
– Christian Godin	– John Goldsmith
– Richard Guay	– Daniel Lavoie
– François Lagarde	– Normand Lessard
– Bernard Marcil	– Jean Mathieu
– Jean Meloche	– Jean-David Meloche
– Timothy Russell	– Kenneth W. Stout
– Pierre Vaudrin

Ultimate Designated Person (UDP)

Sylvain Boulé

Chief Compliance Officer (CCO)

Jean-Claude Ayotte, CMA

Auditors

Montrusco Bolton Investments external audit mandate has been attributed to the following firms:

•	Corporate Records	PricewaterhouseCoopers
•	Montrusco Bolton Funds Records	Ernst & Young